Caudate Putamen Holding Corp® — DealFlo Platform

Paper-First.
Compliance-Driven.
Evidence-Ready.

DealFlo turns messy deal information into clean, auditable evidence packages. Lighthouse AI rates every document. Vetted fixers remediate every issue. Deals become investable here.

Upload Your Deal Get a Risk Rating Book a Demo
KYC/KYB Verified AI Risk Rating Audit Trails Third-Party Fixers PBChain Payments Marsh McLennan Insurance
KYC / KYB Verified
Lighthouse AI Rating
Encrypted Document Storage
Vetted Fixer Network
PBChain Payment Routing
Marsh McLennan Insurance
Full Audit Trails
Conditions Precedent Workflows
Institutional Discipline.
For Every Deal.

Caudate Putamen Holding Corp® (CPH) is a compliance-focused operator that turns complex, document-heavy private transactions into clean, auditable evidence packages with enforceable workflows.

We handle real estate, private placements, SPVs, and structured deals with a paper-first, execution-second philosophy. Before a single dollar moves, every document is classified, verified, and risk-rated.

DealFlo is our core deal room and evidence-pack engine. Lighthouse is our AI-powered risk rating and remediation system. Together, they form the infrastructure that turns a messy deal into an investable one.

Paper-First
Every deal starts with documentation, not promises
AI-Rated
Lighthouse rates every document automatically
Investable
The only status that matters — we help you get there
Zero Guessing
KYC/KYB, audit trails, and reconciliation proofs on every deal
DealFlo + Lighthouse

A secure deal room, AI risk engine, and fixer marketplace — all in one compliance-first platform.

DealFlo Core

The Evidence Pack Engine

DealFlo ingests documents from Dropbox, Google Drive, email attachments, or direct upload. Every file is virus-scanned, deduplicated, and auto-classified into standard categories. The result is a verified "Truth Folder" per deal.

IdentityEntity DocsFinancialsLegalTitle/PropertyInsuranceBankingCap StackDisclosuresMisc
Connection Sources

Connect Your Existing Files

Don't reorganize your life. Connect your Dropbox, Google Drive, or forward email attachments directly into DealFlo. The system auto-ingests and classifies everything. Local file upload always available.

📦 Dropbox📁 Google Drive📧 Email Attachments💻 Direct Upload
Approval Workflows

Conditions Precedent & Signatory Control

Approval workflows capture signatory confirmations and conditions precedent in a documented chain. Role-based permissions ensure the right parties see only what they're authorized to view.

PBChain Payments

Payment Routing & Reconciliation

Once approvals are complete, PBChain routes payments and provides reconciliation proofs. Strict cash controls enforce segregation of funds. Every transaction is logged and verifiable.

How DealFlo Works

Eight disciplined steps from document ingestion to verified close. No shortcuts. No assumptions.

01
📥

Ingest Documents

Upload via Dropbox, Google Drive, email, or direct file upload. System auto-deduplicates and virus-scans on intake.

🗂️
02

Auto-Classify

Every file is sorted into standard categories — Identity, Financials, Legal, Title, Insurance, Cap Stack, and more. Missing items flagged immediately.

🔦
03

Lighthouse Rating

Mistral AI reviews every document and data point, assigns a risk band, explains the issue, and generates remediation tasks automatically.

Mistral AI
🔧
04

Assign Fixers

Deal owners or admins invite vetted third-party specialists to remediate flagged issues. Fixers see only their assigned tasks.

05

KYC/KYB Verification

Identity and entity verification runs in parallel. Every party on a deal is verified before any approval can proceed.

📋
06

Approval Workflows

Conditions precedent are tracked. Signatory confirmations captured. Role-based permissions enforced throughout.

💳
07

PBChain Routing

Approved deals route payments via PBChain. Reconciliation proofs generated. Funds segregated per Marsh McLennan controls.

🏆
08

Investable Status

All issues resolved. Full audit trail attached. Evidence pack complete. Deal achieves Investable status and is ready for syndication or closing.

Powered by Mistral AI
AI Risk Rating
for Every Document.

Lighthouse is built on Mistral AI — one of the most capable document-understanding models available. It reviews your entire evidence pack like an experienced compliance reviewer and investment analyst combined. It diagnoses issues, assigns risk bands, and generates actionable remediation steps — automatically, on every upload.

Get a Risk Rating Book a Demo
Mistral Large 2 · Document OCR · Compliance Classification
Low Risk
Minor issues. Investor-ready with simple corrections.
LOW
Medium Risk
Requires additional documentation or clarifications.
MEDIUM
High Risk
Significant issues. Expert intervention required before investor exposure.
HIGH
Super High Risk
Critical. Potential deal-breaker. Thorough remediation required.
CRITICAL
Investable
Fully compliant. Ready for private placement or SPV syndication.
✓ READY
🔍

Auto-Diagnose

Lighthouse scans every document, flags missing KYC, expired items, inconsistencies, and incomplete disclosures — no manual checklist required.

📋

Task Generation

Every flagged issue creates a task with deadline, instructions, and direct links to the relevant evidence pack section and affected SPVs or placements.

📊

Status Dashboard

Track open issues, see overall risk exposure, and gauge exactly how close a deal is to Investable status in real time.

🔗

Evidence Links

Each risk item links directly to the relevant document section and every associated private placement or SPV impacted by the issue.

Instant on Upload

Rating begins the moment files are ingested. No waiting for manual review. Lighthouse processes in real time as documents are added.

🛠️

Remediation Steps

For every issue, Lighthouse explains why it matters and exactly what needs to happen to resolve it — with fixer assignment built in.

Lighthouse AI — Ask About Your Deal Mistral Large 2
Live AI · Compliance Engine
LH
👋 I'm the Lighthouse AI, powered by Mistral. I can analyze deal compliance questions, explain risk ratings, identify missing documentation, and tell you what's needed to reach Investable status. What deal are you working on?
Lighthouse is analyzing...
Reg D checklist Risk band differences KYC requirements Path to Investable SPV documentation Cap table issues
Find a Fixer

Vetted third-party specialists assigned to your Lighthouse-flagged tasks. Every action logged. Results attached to your evidence pack.

List Your Practice
Title & Property
Meridian Title Group
Clearance & Encumbrance Specialists
Title ClearanceEncumbrance ReviewLien RemovalALTA Commitments
★★★★★ 48 deals remediated
Corporate Governance
Ashbrook Legal Partners
Securities & Entity Compliance
KYB RemediationCap Table CleanupSPV FormationOperating Agreements
★★★★★ 112 deals remediated
Financial Statements
Veritas CPA Group
Audit-Ready Financial Preparation
CIM FinancialsPro Forma ReviewBank Statement ReconTax Returns
★★★★☆ 67 deals remediated
KYC / AML
Clarity Compliance Solutions
Identity & AML Specialists
KYC RemediationAML ScreeningOFAC ReviewUBO Mapping
★★★★★ 203 deals remediated
Property Inspection
GroundTrue Property Advisors
Real Estate Due Diligence
Phase I ESAStructural ReportsAppraisal ReviewZoning Analysis
★★★★☆ 31 deals remediated
Insurance & Risk
Marsh McLennan Network
Integrated Insurance Partner
Deal InsuranceD&O CoverageFund ProtectionTitle Insurance
★★★★★ Platform Partner
Compliance Infrastructure

Every layer of DealFlo is built around institutional-grade controls. This is not a directory. This is a compliance engine.

🔐KYC / KYB Standards

Identity verification for all individuals. Business verification for all entities. No party participates in a deal without verified identity. Documents expire tracking built in.

🛡️Lighthouse Risk Methodology

Five-band rating system — Low, Medium, High, Super High, Investable — applied to every document. Ratings are explainable, traceable, and attached to the audit trail.

🏦Segregation of Funds

Strict cash controls enforced through PBChain routing. No commingling. Reconciliation proofs generated for every transaction. Marsh McLennan insurance integration applied.

👁️Role-Based Access

Deal owners, investors, fixers, and admins each see only what they're authorized to view. Fixer access is task-scoped. Investor access is document-scoped. Full permission logging.

📜Audit Trails

Every action — document upload, classification change, approval, fixer completion, payment routing — is logged immutably. Exportable for external audit or regulatory review.

🔒Data Privacy

End-to-end encryption on all documents. Third-party fixers see only their assigned tasks. No data shared across deals. GDPR-aligned data handling with retention controls.

Built for Real Transactions

DealFlo handles any private deal where evidence, compliance, and trust matter more than speed.

🏗️

Real Estate Development

Assemble your entire capital stack documentation — title, appraisals, entitlements, lender mandates, and equity commitments — into a verified evidence pack before going to market.

Title ClearanceCap StackLender Docs
📊

Private Placements

Build a compliant evidence pack for Reg D offerings. Lighthouse flags disclosure gaps, KYC deficiencies, and cap table issues before investors ever see the deck.

Reg DInvestor KYCDisclosures
🏢

SPV Syndication

Structure and document SPVs with clean operating agreements, verified investor lists, and tracked capital commitments. Lighthouse ensures every member document is in order.

Operating AgreementsUBO MappingCapital Calls
🤝

M&A / Acquisitions

Organize the entire due diligence data room — corporate docs, financials, legal agreements, IP schedules — with automatic classification and Lighthouse risk review at every stage.

Data RoomDue DiligenceLOI Tracking
💰

Structured Finance

Document complex structured deals — CLOs, mezzanine facilities, bridge loans — with full tranche tracking, lender verification, and waterfall documentation in one place.

TranchingWaterfall DocsLender KYB
🔒

Private Credit

Manage borrower documentation packages, covenant compliance tracking, and lender mandates with verified evidence packs that satisfy institutional credit committees.

Borrower DocsCovenantsCredit Memos
Choose Your Plan

Every tier includes Lighthouse risk rating. The difference is scale, Fixers access, and white-glove support.

Basic
For individuals and small businesses entering their first verified deal
$97/mo
  • 3 Active Deal Rooms
  • KYC Identity Verification
  • Lighthouse Risk Rating (5 docs/mo)
  • Document Upload (500MB)
  • Auto-Classification
  • Basic Audit Trail
  • KYB Business Verification
  • Fixer Marketplace Access
  • PBChain Payment Routing
  • Conditions Precedent Workflows
Enterprise
For funds, law firms, M&A desks, and institutional deal teams
Custom
  • Everything in Pro
  • White-Label Option
  • API & CRM Integration
  • Dedicated Compliance Review
  • Custom Diligence Packs
  • Team Seats (up to 50)
  • SLA + Priority Support
  • Custom Reporting Dashboard
  • Marsh McLennan Insurance Integration
  • Partner Revenue Share
Connect Your Dropbox

Link your Dropbox account and import deal folders directly into DealFlo. Lighthouse rates every file on import. No manual re-uploading.

Mistral AI classifies on import
📦

Dropbox Business / Personal

Connect your Dropbox account to browse and import folders directly into your DealFlo deal room. Files are virus-scanned, classified by Lighthouse AI, and added to your Truth Folder automatically.

⬤ Not Connected
📁

Google Drive

Import documents from Google Drive into your DealFlo evidence pack. Supports Docs, Sheets, PDFs, and any file format. Mistral AI classifies and rates on import.

⬤ Not Connected
Upload Deal Documents

Upload files directly from your device. Every file is encrypted, virus-scanned, and rated by Lighthouse AI instantly on upload.

Mistral AI rates on upload
📁

Drop files here or click to browse

Encrypted upload — files are private until you authorize sharing. Lighthouse rating begins instantly.

PDF DOC/DOCX XLS/XLSX JPG/PNG Identity Docs Bank Statements Cap Tables LOIs Mandates Operating Agreements
Mistral AI · Real-time classification
Compliance Intelligence

Institutional-grade thinking on private market compliance, risk management, and deal structure.

Risk Management

Why "Investable" Is the Only Status That Matters

How Lighthouse's five-band rating system turns subjective deal risk into a measurable, actionable score — and what each band means for your timeline to close.

Private Placements

Reg D Evidence Packs: What Every Issuer Gets Wrong

The six most common compliance failures in private placement documentation — and why they kill deals in due diligence rather than at pitch.

Real Estate

Title First: How to Build a Deal Room That Survives Lender Scrutiny

A paper-first framework for real estate developers raising capital — what goes in, what order it's built, and how to pre-empt lender diligence questions.

Book a Demo or
Start a Consultation

Tell us about your deal and we'll show you how DealFlo and Lighthouse handle it — from first document upload to Investable status. No sales pitch. Just the platform.

Platform DealFlo by Caudate Putamen Holding Corp®
Inquiry Types Demo · Enterprise · Fixer Onboarding · Partnership
Response Within 1 business day